Regulatory & Compliance

Direct Public Offerings (DPO) Qualifications

Like an initial public offering (IPO), corporations seeking a DPO must be in full compliance with the local securities branch of government. A DPO for all intents and purposes is a publicly traded company with a symbol and is registered as a publicly traded company. Individuals and corporations may purchase and sell stock accordingly. A corporation may sell securities once completing a DPO by direct methods, telemarketing or mailouts, but also may develop a brokering system to assist in the day-to-day management of such securities.

As a general rule, all companies seeking a DPO must provide:

• a prospectus to their prospective and existing shareholders
• publicly available financial reports
• accurate and up-to-date stock information available to the public
• audited financial statements to be in compliance with Sarbanes Oxley (SOX) compliance.

ValueRich provides all the technology, networking, and market intelligence to guide companies through the DPO process. Companies are encouraged to visit our Get Funded page, to see if you qualify for a DPO. You may also visit our DPO Frequently Asked Questions (FAQ) section for more information.

Please Note: ValueRich, Inc. and its subsidiaries are not FINA broker-dealers, or registered investment advisors, and data presented on this site is for information purposes only. Information on this site is not a solicitation to buy or sell securities, nor should it be construed as investment advice.